Financial Services Law and Compliance in Australia

Informationen zum Autor Gail Pearson is Professor of Business Law at the University of Sydney. Klappentext This book provides an account of the overarching system for regulating financial services in Australia. Zusammenfassung This book provides an account of the overarching system for regulating all financial services in Australia! including detailed analysis of the legislative framework. The book is essential for those working in financial services! for students and for those needing to understand the regime as a whole. Inhaltsverzeichnis Preface; List of abbreviations; Table of statutes; Table of cases; 1. Financial services regulation and the financial citizen; 2. The regulatory structure; 3. An overview of financial services reform; 4. Licensing financial services providers; 5. The role of disclosure in the distribution of financial products; 6. Selling financial products and other conduct; 7. Deposit taking and payments; 8. Investment; 9. Insurance; 10. Consumer credit; 11. Superannuation; 12. Compliance, enforcement and remedies; Index.

Autorentext
Gail Pearson is Professor of Business Law at the University of Sydney.

Klappentext
This book provides an account of the overarching system for regulating financial services in Australia.

Zusammenfassung
This book provides an account of the overarching system for regulating all financial services in Australia, including detailed analysis of the legislative framework. The book is essential for those working in financial services, for students and for those needing to understand the regime as a whole.

Inhalt
Preface; List of abbreviations; Table of statutes; Table of cases; 1. Financial services regulation and the financial citizen; 2. The regulatory structure; 3. An overview of financial services reform; 4. Licensing financial services providers; 5. The role of disclosure in the distribution of financial products; 6. Selling financial products and other conduct; 7. Deposit taking and payments; 8. Investment; 9. Insurance; 10. Consumer credit; 11. Superannuation; 12. Compliance, enforcement and remedies; Index.

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